How Baird Modernized Trade Surveillance and Compliance Analytics
Financial services firms are under pressure to strengthen oversight and respond faster to evolving regulations. But legacy trade surveillance systems were not built for today’s data volume, speed, or complexity.
For Baird, a leading financial services firm, managing compliance through a third-party rules engine had become too rigid, slow, and costly to evolve. The firm reimagined its approach, building a custom trade surveillance and account monitoring platform on Alteryx to gain full control, flexibility, and speed.
Watch this webinar and discover:
A practical path to move from a rigid, 3rd party rules engine to a flexible, in-house analytics platform
How Baird prototyped and deployed new compliance alerts in hours instead of weeks, scaled alert volume by 200%, and reduced spend
Ways to boost audit readiness, speed regulatory response, and deliver real-time account-level insights to advisors
See how your team can modernize compliance operations, increase agility, and strengthen oversight—watch now to learn how.
I agree that by submitting this form, the data I provide may be used to contact me for marketing purposes. I can opt out at any time. Privacy Policy
By providing this information you agree to our Privacy Policy
Meet Our Speakers
Jason Melik
Associate Director, Compliance Analytics, Baird
Jawwad Rasheed
Global Transformation Lead, CFO and FinServ, Alteryx
Alteryx connects trade, supply, and compliance data into governed workflows. Teams model tariff scenarios, automate duty drawback claims, and act faster to reduce risk and cost.
Use Alteryx One to identify product affinities and drive cross-sell performance. Analyze co-purchase patterns to boost basket value, improve promotions, and optimize category performance.
Unify CRM, donation, and marketing data into governed, AI-ready segments. Automate modeling, ensure compliance, and activate insights across campaigns to boost ROI and retention.
Lower cost-to-serve by aligning supply chain planning with financial targets. Alteryx One combines operational data, forecast inputs, and cost models in one governed environment, enabling teams to build scenarios, test constraints, and compare outcomes to cut spend and increase transparency.
Use Alteryx One to connect loyalty, behavioral, and transaction data to deliver personalized offers that increase response rates, retention, and customer lifetime value.
