Turn regulatory compliance from a cost center into an advantage. Alteryx automates data workflows, unifies financial sources, and applies rules to ensure accurate, timely submissions — reducing delays and delivering audit-ready confidence.
Banks face an overwhelming regulatory burden managing hundreds of monthly, quarterly, and annual submissions with complex requirements that vary dramatically between filings like FR Y-14Q, LCR, and Basel III Pillar 3. 90% of financial services firms stated that compliance requirements have become more complex in the last 3 years, according to PwC’s Global Compliance Survey 2025, while 77% of respondents stated that their company had been negatively impacted to some or a great extent by compliance complexity. Yet firms still wrestle with disparate general ledger and subledger data sources, upstream data quality breaks, and heavy reliance on spreadsheets. These require high volumes of manual topside adjustments and create last-minute reconciliation fire drills.
Teams collect data from multiple systems, risking delays and errors every cycle.
Spreadsheets drive adjustments and controls, leaving gaps in lineage and accuracy.
Constantly evolving rules demand faster reporting, yet legacy processes can’t adapt.
Volume-based vendor pricing creates escalating costs as data grows, requiring careful parsing to control ingestion expenses.
Disconnected ledgers, risk data, and manual adjustments flow into Alteryx One’s governed environment. The platform ingests messy inputs, applies automated validations, and continuously reconciles general ledger to regulatory staging tables. Each adjustment is logged with rationale, timestamp, and approval. Dashboards surface progress and bottlenecks, while predictive analytics flag breaks before they become crises. Teams shift from piecing together spreadsheets at 11 p.m. to submitting transparent, regulator-ready reports with confidence.
Integrated data access
Direct connections unify banking, treasury, and risk data into governed workflows.
Automated workflows
End-to-end processes reconcile, validate, and prepare submissions without manual fire drills.
Advanced analytics & AI
Built-in anomaly detection and predictive analytics highlight risks before deadlines hit.
Governance
Every action is logged with approvals and audit trails to satisfy supervisory expectations.
Reduces reporting cycles by up to 50%
Cuts audit remediation costs
Improves regulatory confidence with transparent lineage and evidence logs
reduced test development from 1,700 hours to 1 hour
“Our automation engine is driven by data. We needed a platform that could handle massive data volumes but remain simple enough for our people to use. Alteryx delivered both.”
Raj Anand, Sr. VP, Automation Global Risk
Bank Of America
Alteryx connects directly to risk, treasury, and regulatory sources. This eliminates manual file transfers and reduces errors from version-control confusion.
Real-time reconciliations compare general ledger and staging tables. This ensures breaks are resolved instantly and evidence logs meet SR 11-7 standards.
Structured workflows route issues to control owners with electronic sign-offs. This builds transparency while reducing the burden of audit reviews.
AI-supported insights flag unusual patterns or bottlenecks. That helps teams act before issues become compliance breaches.
Every adjustment is captured with rationale, timestamp, and approval. This creates tamper-proof records that simplify examinations and model audit rule compliance.
