Use Case
Sarbanes-Oxley Testing with Alteryx One
Automate Sarbanes-Oxley Testing (SOX) evidence collection, detect control anomalies with generative AI, and accelerate audit readiness through one governed platform.
Automate Sarbanes-Oxley Testing (SOX) evidence collection, detect control anomalies with generative AI, and accelerate audit readiness through one governed platform.
Internal audit teams juggle fragmented systems, manual sampling, and inconsistent documentation just to verify controls. With Alteryx One, they can automate data collection from ERPs, HR, and document systems, apply generative AI for pattern detection, and help ensure fully governed, explainable audit processes that scale across entities.
Evidence lives across multiple ERPs, spreadsheets, and approval workflows, making it hard to consolidate.
Auditors spend hours on repetitive sampling that risks missing recurring control exceptions.
Fragmented evidence slows sign-offs and creates uncertainty during quarterly certifications.
Without real-time insight, entity-level risks go undetected until after audit cycles close.
Unstructured or incomplete data blocks trustworthy AI-driven audit reporting.
Alteryx One brings all SOX data, templates, and workflows into one governed platform. Control data flows directly from ERPs and HR systems, where automation validates evidence and generative AI flags anomalies or missing attachments. Auditors review summarized findings with full traceability and version control, ensuring transparency across teams. Governance, collaboration, and repeatable workflows create a continuously learning audit program that’s faster, cleaner, and ready for external assurance.
Integrated data access
Connects directly to ERPs, HR, and document systems to automate data gathering
Automated workflows
Standardizes control templates, approvals, and lineage tracking across entities
Advanced analytics & AI
Uses generative AI to detect anomalies, predict control failures, and summarize results
Governance
Ensures version control, access management, and explainable audit lineage
Faster SOX certification cycles and reduced rework
Continuous monitoring that lowers compliance risk exposure
Transparent, explainable audits that strengthen external assurance
100 hours
saved per month by automating SOX testing with Alteryx.
“Within Alteryx we have the capability to administer user access; change management and version control are inherent. From an audit and compliance standpoint we have the capability to go back and see who made changes- that’s a critical step for SOX compliance.”
Gary Vu-Sabido, Sr. Manager, Business Solutions
T-Mobile
Integrates SOX testing across ERP and evidence systems to reduce manual prep time and help ensure readiness for audits
Tracks every control validation step, providing traceability that satisfies internal and external auditors
Detects anomalies, predicts risks, and summarizes audit findings for faster and smarter decisions
Automates recurring control tests and sends alerts to close compliance gaps before thresholds are breached
Enables audit, finance, and IT teams to build and adapt workflows without coding, driving faster transformation