AI-Ready Starter Kit
Regulatory Filing Data Preparation
Extend your workflow outputs with AI analysis and regulatory filing data preparation
Overview
This Starter Kit helps compliance and finance teams prepare regulatory filing datasets that are complete, consistently defined, and validated against quality standards before the filing window opens. Data quality issues are resolved at the source and a clear audit trail is maintained from source data to filed values.
In addition to core workflows, this kit includes guidance for effectively using AI tools alongside the workflows to enhance output.
What problem does it solve?
Regulatory filing preparation requires data from multiple operational systems, but inconsistent mappings and manual validation steps make it difficult for teams to produce standardized datasets before submission deadlines.
What’s included?
- Cross-System Filing Data Consolidator. Consolidates data required for regulatory filings from all source systems with consistent definitions and formatting applied.
- Upstream Data Quality Issue Resolver. Identifies and resolves data quality issues at the source system level so they do not surface during filing preparation.
- Jurisdiction-Specific Template Change Adapter. Incorporates regulatory template changes across periods and jurisdictions automatically so manual rework is eliminated each cycle.
- Pre-Submission Dataset Completeness Validator. Validates the completeness of the filing dataset before the submission window opens so last-minute gaps do not delay filing.
- Source-to-Filed Value Audit Trail Builder. Maintains a traceable audit trail from source data to every filed value so regulators and auditors can verify the data path.
- Optional AI Guidance. Learn how to generate financial commentary using AI.
Extending your workflow with AI
This Starter Kit is AI-ready, meaning it’s designed to help you leverage AI tools more effectively with structured, analysis-ready data. With this Starter Kit, you can:
- Prepare high-quality, structured data ideal for LLMs
- Apply AI tools more effectively and consistently
- Combine deterministic analytics with generative AI for enhanced outputs
How it works:
- Build and run the Alteryx workflow to prepare and analyze your data
- Export structured outputs
- Use the included guidance to input results into your preferred LLM
How to use this Starter Kit?
After downloading, you’ll be redirected to our How to Use Starter Kits page for step-by-step guidance on installing, locating, and exploring Starter Kits in Alteryx.